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98 Search results for non financial misconduct

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  • Non-financial misconduct: Will the FCA take a leaf out of the legal regulator’s book?

    May 3, 2024

    All eyes are on the FCA's non-financial misconduct rules, but they may be a copy of the legal regulator rules, which is notorious for being strict

  • The Notebook: What a house fire can teach the FCA about consumer duty breaches

    May 1, 2024

    Lucy McNulty takes the Notebook pen to discuss the consumer duty, John Lewis' new interview process and a podcast recommendation.

  • Over 800 directors have been disqualified for abusing Covid loan scheme

    April 15, 2024

    More than 800 directors have been disqualified for abusing Covid support schemes over the 2023-24 financial year following investigations by the Insolvency Service.

  • Plans to stop NDA abuse provide clarity but aren’t radical, lawyers say

    April 10, 2024

    Non-disclosure agreement (NDA) clauses that aim to stop victims reporting crimes to the police are “likely already unenforceable” under “current laws”, lawyers have said.

  • Ban NDAs used to ‘cover up’ sexual harassment in the City, MPs urge

    March 8, 2024

    Non-disclosure agreements (NDAs) that have been “misused” to “cover up” sexual harassment in the Square Mile should be banned, MPs have urged, in a damning set of findings on sexism in the financial services industry.

  • Bankers might need to disclose their Instagram accounts to the FCA: regulatory expert

    March 6, 2024

    Speaking on Following the Rules podcast, Rob Mason, director at Global Relay and former FCA regulator, explained that the FCA have "absolutely committed" to doing more on non-financial misconduct.

  • Dame Jayne-Anne Gadhia on open banking, account closures and sexism in the City

    March 4, 2024

    Former Virgin Money CEO and Snoop founder Dame Jayne-Anne Gadhia speaks to City A.M. about the open banking revolution, "debanking" and sexism in the City.

  • Lloyds could face £3.5bn hit from FCA motor finance probe, analysts warn

    February 22, 2024

    A wide-ranging review of historic motor finance commission arrangements has rocked the UK’s banking sector.

  • Vince McMahon resigns from WWE parent firm after sex abuse lawsuit filed

    January 27, 2024

    He continued to deny wrongdoing following the lawsuit filed by Janel Grant, who worked in the company’s legal and talent departments.

  • The Notebook: It’s time to regulate the regulators

    January 22, 2024

    Where the City's movers and shakers have their say. This week, Lucy McNulty, editor of the Following the Rules podcast, takes the Notebook pen.

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