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Don’t invest unless you’re prepared to lose all the money you invest. This is a high-risk investment and you should not expect to be protected if something goes wrong.

Take 2 mins to learn more at www.coinbase.com/uk-fca-info

89 Search results for non financial misconduct

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  • AIG dropped John Neal’s appointment after ‘alleged workplace relationship’

    insurance

    The former chief executive of Lloyd’s of London, John Neal, had his offer from AIG pulled after alleged inappropriate workplace relationship came to light. Neal was in a leadership position at Lloyd’s for over six years, having joined from QBE, where he was the group CEO for over five years. He was set to join Aon as [...]

    John Neal (Credit: Lloyd's of London)
  • City watchdog sacked 12 for misconduct amid crackdown on firms 

    Markets

    The Financial Conduct Authority sacked 12 workers as a result of misconduct allegations, City AM can reveal. Official figures show nearly 40 members of staff were formally disciplined by the City watchdog between 2022 and 2024 due to misconduct. A dozen of these were dismissed from their post with 10 handed a “final written warning”. [...]

    The FCA has launched a consultation to tackle non-financial misconduct.
  • Regulator probes Deloitte over Glencore accounts

    Big Four

    The accountancy regulator announced this morning that it has launched an investigation into Deloitte over audits related to the energy giant Glencore.

    Deloitte Australia under the scope over a report it made for the Government that had AI errors
  • Protecting the truth in a shifting communications compliance environment

    July 10, 2025

    The UK financial services landscape has undergone a seismic transformation over the past 15 years, necessitating adaptation to emerging technologies, a rapidly changing policy environment, and new client expectations.

  • Top Tory slams FCA ‘mission creep’ after misconduct rules expanded

    July 3, 2025

    Shadow business secretary Andrew Griffith has slammed the UK financial watchdog for expanding rules on “non-financial misconduct”, which spans from bullying to harassment and violence.  In a post on X the former city minister described the new regulations as “grade A mission creep”, as the Financial Conduct Authority (FCA) broadened their reach to apply to [...]

  • Don’t rely on the FCA to stamp out toxic workplace culture

    June 3, 2025

    City bosses shouldn't wait for the FCA to stamp out toxic workplace behaviour, writes Lucy McNulty in today's Notebook.

  • The only organisations that should fear whistleblowers are those with something to hide

    May 15, 2025

    UK businesses should welcome, not fear, proposed legislation to strengthen protections for whistleblowers, says Peter Tutton The Horizon scandal, grooming gangs, vehicle safety cover-ups – all these issues have made headlines over the past year. The common thread is the involvement of whistleblowers – either in exposing the scandal or providing critical evidence to prevent [...]

  • Financial watchdogs ditch DEI regulation and ‘name and shame’ plans

    March 12, 2025

    The UK’s two main financial watchdogs have ditched plans to impose diversity, equity and inclusion (DEI) targets on City institutions amid a government push to put Britain’s regulators on a growth footing. The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) announced on Wednesday that in light of the “broad range” of feedback and [...]

  • DEI more crucial than ever, says Lloyd’s new inclusion chair

    February 4, 2025

    Following Donald Trump's crackdown on DEI policies, Lloyd's newly appointed chair of inclusion says D&I is 'crucial now more than ever'

  • Government considering ban on NDAs in workers’ rights Bill

    January 17, 2025

    Labour is set to add a ban on on UK employers using NDAsto hush up harassment to be part of its overhaul of employment rights

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