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SRA

  • City watchdog accused of ‘massive overreach’ in motor finance clampdown  

    Legal

    The Financial Conduct Authority (FCA) has been accused of a “massive overreach” following letters sent to law firms and claims management companies (CMCs) requesting batches of information under the new Digital Markets, Competition and Consumers law.  The FCA sent letters in August, seen by City AM, requesting information on the law firms’ motor finance services, [...]

    The FCA has been urged to show change in its motor finance redress scheme.
  • Legal sector feeling subdued as regulator loses its AML powers

    Legal

    The Treasury’s decision to transfer oversight of anti-money laundering and counter-terrorism financing supervision to the FCA has sparked concerns within the professional services sector. The Solicitors Regulation Authority (SRA) served as a Professional Body Supervisor (PBS) for AMLCT for law firms across England and Wales, while for the accountancy sector, the HMRC plays the supervision [...]

    The FCA is helping City firms deploy AI safely
  • FCA to take control of anti-money laundering supervision of professional service firms in major reform

    Prof Services

    The government’s reform of anti-money laundering and counter-terrorism financing supervision will significantly change and diminish the roles of the legal regulator and HMRC. Today, the Treasury revealed the outcome of its consultation on reforming anti-money laundering and counter-terrorism financing supervision, primarily for professional services, by creating a Single Professional Services Supervisor (SPSS), with the Financial [...]

    The FCA has launched a consultation to tackle non-financial misconduct.
  • Law firms slammed by regulator over risky client practices on high-volume claims

    August 22, 2025

    The legal regulator has criticised law firms that handle high-volume consumer claims for poor practices that could harm the public, warning that urgent improvements are needed.

  • Horizon fallout: How the SRA is turning up the heat on City firms

    August 19, 2025

    Following the Post Office Horizon scandal, the SRA is turning up the heat on in-house solicitors. Here's what it means for City firms.

  • Carter-Ruck’s libel lawyer referred to Disciplinary Tribunal

    August 7, 2025

    A partner at the City-based law firm Carter-Ruck, renowned for its libel work, was referred to a prosecution hearing by the legal regulator over an “improper” threat to sue

  • Lawyer for Nadhim Zahawi seeking to appeal misconduct Tribunal ruling

    August 5, 2025

    The Osborne Clarke lawyer who was found guilty of misconduct for his attempt to silence Dan Neidle on a story over Nadhim Zahawi’s tax affairs is now seeking an appeal.

  • ‘Disgraceful’ claims firms slapped down over ads ahead of motor finance ruling

    August 4, 2025

    As Lord Justice Reed was about to read out the Supreme Court's decision on the motor finance case, he hit out at claim management firms for jumping ahead of the gun

  • Regulators crack down on ‘bad practice’ in motor finance claims ahead of ruling

    July 31, 2025

    The SRA and FCA teamed up to issue warnings over 'poor practices' in motor finance claims ahead of the Supreme Court ruling

  • Legal watchdog re-examines Jonathan Reynolds solicitor claim

    February 25, 2025

    The legal regulator said it will look at the Jonathan Reynolds claim to be a solicitor again after it became "aware of further information"

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