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Financial Conduct Authority

  • The King’s Speech is a test of whether the UK is serious about growth

    Opinion

    For the government to prove it means what it says about growth, it should include a Financial Services Bill in the King’s Speech, says Miles Celic When the King’s Speech is delivered in the coming weeks, it will be read as a signal not just of legislative intent, but of economic credibility. For a government [...]

    Skyline of City of London with iconic financial district buildings, highlighting UK investments and economic growth.
  • Top boss at UK’s largest property fintech ousted for non-financial misconduct

    Fintech

    A top executive at the UK’s largest property fintech has been ousted following allegations of non-financial misconduct, City AM has learnt. Hugo Davies, the former chief capital officer at Lendinvest, is understood to have been dismissed from the company after a whistleblower penned a letter to the chair of the company, along with the City [...]

    Hugo Davies of LendInvest discussing finance strategies in a business meeting setting
  • FCA: Changes to SM&CR regime aren’t deregulation, they’re better regulation

    Opinion

    The FCA is delivering practical improvements to the Senior Managers and Certification Regime will make accountability smarter and simpler, says Sarah Pritchard Senior accountability is the foundation of building trust and confidence in UK financial services. But leaders being on the hook for their actions doesn’t need to mean they get tangled in red tape.  [...]

    FCA reception area highlighting UKs shift to market-led innovation post-Brexit in financial regulations debate
  • The FCA’s new targeted support regime risks further confusion for consumers

    April 15, 2026

    The FCA’s new “targeted support” regime, introduced to bridge the gap between generic guidance and regulated financial advice, risks being more complex and less effective than the system it replaces, says Matthew Bowles Last Monday, the Financial Conduct Authority (FCA) formally introduced its new “targeted support” regime. This is an attempt to bridge the long-discussed [...]

  • Close Brothers shares soar as bank ‘well positioned’ for £320m motor finance hit

    April 8, 2026

    Close Brothers has insisted it is “well positioned” to absorb the financial hit from the City watchdog’s motor finance redress scheme but added to speculation another legal battle could be on the horizon. The FTSE 250 lender told markets on Wednesday morning that it estimates the cost of the Financial Conduct Authority’s (FCA) redress scheme [...]

  • Investment trusts launch last-ditch City watchdog campaign

    April 7, 2026

    The chair of one of Britain’s oldest investment trusts has accused the City watchdog of leaving his industry exposed to aggressive activist campaigns even after an overwhelming majority of shareholders have rejected them. City AM can reveal that Edinburgh Worldwide Investment Trust (Ewit) chair Jonathan Simpson-Dent met Financial Conduct Authority officials last week in a [...]

  • FCA chief clashes with investment industry on over-reliance

    March 19, 2026

    The investment industry must stop being over-reliant on regulators and solve their own problems in order to make investors less risk averse and boost economic growth, the financial watchdog has said. Speaking in an interview with City AM, Simon Walls, interim executive director of markets at the Financial Conduct Authority (FCA), argued that despite the [...]

  • FCA tightens cyber reporting rules as UK firms face rising risk

    March 18, 2026

    The City watchdog has moved to tighten cyber and operational resilience rules for financial firms, as attacks grow more frequent and increasingly spread through third-party providers. The Financial Conduct Authority (FCA) confirmed new requirements to standardise how firms report incidents and manage third-party risks, in a bid to improve visibility over disruptions ranging from cyber [...]

  • Wood Group hit with £13m fine as engineering titan set to exit City

    March 4, 2026

    Scottish engineering titan John Wood Group has been slapped with a hefty fine after it produced inaccurate information in its financial results. The London-listed firm will cough up £13m following an investigation from the Financial Conduct Authority (FCA) concluding its “accounting judgements were inappropriately influenced by its desire to maintain previously stated financial results”. The [...]

  • FCA chief: We can’t solve every problem with new rules

    February 18, 2026

    The Financial Conduct Authority will avoid introducing fresh rules as its stock response to new forms of market failure, its boss has said, as the regulator looks to avoid time-consuming consultation processes and speed up its action. Nikhil Rathi told the Fairer Finance podcast that “not every problem can be solved quickly” by the watchdog [...]

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