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Financial Conduct Authority

  • JP Morgan eyes role on London Stock Exchange’s Pisces market

    Investing

    JP Morgan is seeking approval to handle deals on the London Stock Exchange’s Pisces market in a sign of growing momentum behind the private bourse. The US bank is looking to join the likes of Bank of America and Rothschild in becoming a so-called registered auction agent, which would allow it to broker deals on [...]

    Wood provides consultation, management and engineering services for the oil and mining sector
  • ‘Reckless’ pensions advice: Watchdog slaps ex-Quilter rep with huge fine

    Regulation

    The City watchdog has banned a former Quilter adviser from working in finance, accusing him of “recklessly betraying his responsibilities” by offering pensions advice he wasn’t qualified to give. The Financial Conduct Authority (FCA) has given Daniel Thomas – whose DPT Financial Solutions was an approved representative of FTSE 250 wealth manager Quilter – a [...]

    The FCA has launched a consultation to tackle non-financial misconduct.
  • Use AI for investing at your own risk, warns watchdog

    Personal Finance

    The financial watchdog has warned Brits using AI for investment advice that they may not be protected if things go wrong as more people turn to online chatbots. Four in five inexperienced investors admitted to using AI tools for help with their investment decision, according to the latest research from the Financial Conduct Authority (FCA). [...]

    Financial Conduct Authority reception area in 2025, highlighting increased regulatory actions and financial penalties
  • The London Stock Exchange is shrinking – but Julia Hoggett is still an optimist

    August 11, 2026

    The London Stock Exchange’s two flagship indexes are trading near all-time highs. But beneath the surface, it has been another testing year for the capital’s bourse. Boss Dame Julia Hoggett tells Ali Lyon what she is doing to disprove the doomsters. In the cavernous foyer of London’s historic stock exchange, a giant cube is flashing [...]

  • Questions raised over FCA’s new short-selling rules 

    July 18, 2026

    Apparent errors in the Financial Conduct Authority (FCA)’s first batch of new short-selling data have raised questions over the accuracy of information used by traders and regulators to track bets against UK-listed companies. The Financial Times first reported that the regulator’s new disclosures contained a series of apparent errors, including positions that were changed or [...]

  • Kemi Badenoch’s economic revolution could set the City free

    July 14, 2026

    Abolishing bank ring-fencing, recalibrating capital requirements, and replacing the Financial Ombudsman Service are essential steps to remove stifling regulations and reignite growth, says Norbert Sobolak No political party in Britain has set out a positive agenda for the financial services sector since the 2008 crisis. The reticence is understandable; after 2008, defending finance won no [...]

  • Baillie Gifford launches UK’s first ever tokenised fund

    June 22, 2026

    Baillie Gifford has launched the UK’s first ever fully tokenised investment fund, in a move that will grant savers the opportunity to invest in short-dated bonds via blockchain-based tokens. The Scottish investment house unveiled its Enhanced Yield Fund on Tuesday, with a mandate actively to manage investors money in a variety of short-term corporate and [...]

  • Cryptoasset approvals surge as FCA softens stance

    May 26, 2026

    The approval rate for cryptoasset firm registrations has surged, City AM can reveal, in signs the UK’s financial watchdog is softening its stance towards the crypto industry. As many as 13 cryptoasset firm registrations were approved by the Financial Conduct Authority (FCA) in the year to April 2026, a more than doubling compared to 2024, [...]

  • WhiteBIT enters the UK with dedicated crypto platform for local users

    May 22, 2026

    Disclaimer Don’t invest unless you’re prepared to lose all the money you invest. This is a high-risk investment and you should not expect to be protected if something goes wrong. Take 2 mins to learn more. London, UK — May 20, 2026. WhiteBIT, the largest European cryptocurrency exchange by traffic, has announced the launch of [...]

  • Middle East conflict revs up costs for young drivers 

    May 21, 2026

    Costs for drivers under the age of 25 are rising despite a drop in insurance premiums, largely driven by fuel hikes from the fallout of the Middle East conflict.  Fuel costs for young drivers rose by 18 per cent in 2026 compared to 2025, with the average annual bill spiking from £833 to £981, according [...]

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