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FCA

  • FCA rips up trading tape in post-Brexit rules overhaul  

    July 5, 2023

    The FCA has tabled a slew of reforms to City rules to try and keep the capital competitive

  • FCA moves fast to let firms provide mortgage breathing space

    June 30, 2023

    The City regulator says it has moved quickly to make rulebook changes, to help give households some relief from rising mortgage rates. The Financial Conduct Authority (FCA) said lenders should make the options available to borrowers clear and accessible. Sheldon Mills, executive director for consumers and competition at the FCA, urged homeowners who are struggling [...]

  • Watchdog raises ‘greenwashing’ concerns over sustainable loans – but experts question need for ‘hard laws’

    June 30, 2023

    The Financial Conduct Authority (FCA) has highlighted a number of issues in sustainable lending which are stymying the growth of the market.  In a letter sent yesterday to sustainability heads at banks, the watchdog noted that the market for sustainability-linked loans (SLLs) – which link borrowing costs to sustainability targets – had “grown rapidly” over [...]

  • As the Financial Services and Markets Act becomes law – here are the 5 things you need to know

    June 30, 2023

    The Financial Services and Markets Bill received royal assent yesterday, securing the passage into law of the government’s landmark overhaul of financial services regulation. The government claims the reforms enable the UK to capitalise on ‘Brexit freedoms’, unlocking billions of pounds which could be directed to investment in the UK.  In short, the act empowers [...]

  • FCA risks ‘watering down’ investor protection in bid to revive London, 10 top pension funds warn

    June 28, 2023

    The Financial Conduct Authority risks “watering down” investor protections in its push to revive the appeal of London’s markets, a group of top pension has claimed today.

  • Crypto: FCA cannot ignore ‘harms that exist’ in market as new rules come into force

    June 19, 2023

    The Financial Conduct Authority’s (FCA) crypto lead Matthew Long said regulators could not ignore “the harms that exist” in the market as new rules come into force. Speaking at London FinTech Week, Long said regulators around the world needed to be vigilant of the risks that the crypto sector poses to consumers. He said “opportunities [...]

  • Watchdogs in focus as proposed shakeup of financial regulation returns to parliament

    June 5, 2023

    The UK’s financial regulators will be in focus as lawmakers consider a range of proposals to boost the accountability of watchdogs.  A range of amendments to the Financial Services and Markets Bill have been put forward, focusing on the scrutiny of regulators as the Bill returns to parliament this week.  Regulatory scrutiny has been a [...]

  • FCA hits broker ED&F Man Capital Markets with record £17.2m fine over cum-ex trading

    June 5, 2023

    The Financial Conduct Authority has hit City broker ED&F Man Capital Markets with a record £17.2m fine for “serious failings” in its oversight of a murky cum-ex trading strategy. In a statement today, the watchdog said the failings from ED&F Man allowed it to collect millions of pounds of fees for the trading strategy as [...]

  • Consumer Duty: High street banks prepare for major regulatory shakeup as clock ticks down

    May 31, 2023

    Banks in the UK have just two months to prepare for the incoming Consumer Duty, with some prominent bankers suggesting the new regulatory standards will prompt widespread changes in the industry.  The Financial Conduct Authority’s (FCA) flagship Consumer Duty, which will come into effect on 31 July, requires firms to deliver good outcomes for retail [...]

  • City needs a whole ecosystem to attract the best and brightest

    May 9, 2023

    Soft power success or waste of time and money? We’re more inclined to side with the Lord Mayor than some on Twitter when it comes to the weekend’s festivities. Clearly, the coronation was always going to kick off an almighty debate on the role of the Royal Family in the twenty-first century; but regardless of [...]

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