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FCA

  • The Notebook: What a house fire can teach the FCA about consumer duty breaches

    May 1, 2024

    Lucy McNulty takes the Notebook pen to discuss the consumer duty, John Lewis' new interview process and a podcast recommendation.

  • City mounts final push to topple FCA’s ‘name and shame’ plans

    April 30, 2024

    Top City groups have rounded on the Financial Conduct Authority (FCA) again today as a consultation on its controversial plans to ‘name and shame’ firms under investigation comes to a close.

  • UK Finance CEO: FCA’s name and shame plans will harm UK competitiveness

    April 30, 2024

    Improving transparency is well and good, but the FCA's name and shame plans will damage innocent firms, writes UK Finance CEO David Postings.

  • FCA defends ‘name and shame’ plans after City backlash 

    April 29, 2024

    The Financial Conduct Authority (FCA) has launched a robust defence of its plans to ‘name and shame’ companies under investigation today after a fierce backlash against the proposed changes in recent weeks. 

  • Why the FCA will name firms we are investigating

    April 29, 2024

    The FCA will name some firms that are subject to enforcement investigations to reassure people that rules are upheld and integrity enforced

  • Law firm mulls legal claim against Home REIT sister fund

    April 25, 2024

    A law firm is considering bringing a legal claim against a Home REIT sister fund, which has collapsed in value and is being investigated by the Financial Conduct Authority (FCA), City A.M. has learned. 

  • M&S pension scheme faces hefty losses as FCA probes Home REIT sister fund

    April 24, 2024

    The M&S pension scheme is facing huge potential losses after pumping cash into a Home REIT sister fund that is now under investigation by the Financial Conduct Authority (FCA), City A.M. can reveal.

  • Redmayne Bentley to acquire clients from Everton FC broker Blankstone Sington as special administration continues

    April 23, 2024

    The private client business of wealth management company Blankstone Sington, which has been in special administration since October 2023, is to be acquired by Redmayne Bentley.

  • Regulator: Working with big tech including Google, Microsoft, Amazon, Apple and Meta is top priority

    April 22, 2024

    If the FCA deems technology companies' data useful for finance, it will "incentivise" sharing through Open Banking.

  • Peers call on regulator to halt ‘name and shame’ plans as City fury grows

    April 22, 2024

    An influential group of peers has called on the Financial Conduct Authority (FCA) to halt plans to ‘name and shame’ the firms it is investigating as fury over the proposals grows in the City.

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