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FCA

  • S&U: Motor finance lender urges Labour to change ‘restrictive’ regulation after profit warning

    August 12, 2024

    Specialist lender S&U has urged the new Labour government to change the UK's "restrictive and constantly changing" regulatory regime after warning that actions by the City watchdog would have a "significant impact" on its motor finance business' profits.

  • Watchdog cracks the whip on crypto firms after compliance failures

    August 8, 2024

    The Financial Conduct Authority has complained that crypto companies are failing to comply with new rules regulating their advertising, with many attempting to skirt the rules. “We have seen firms relying on industry comparisons to benchmark what is acceptable. Given the levels of poor practice in the market, firms should not be doing this,” complained [...]

  • FCA: Pension schemes to be rated on new traffic light system in bid to boost returns

    August 8, 2024

    The plans will see schemes rated publicly on a range of metrics, including investment performance and service quality, rather than just focusing on costs and charges.

  • FCA joins Bank of England in relocating jobs from London to Leeds

    August 7, 2024

    The Financial Conduct Authority (FCA) has revealed plans to relocate 100 jobs from London to Leeds, just months after the Bank of England announced a similar move. The watchdog, which established its first office in Leeds two years ago, is growing its team at the digital delivery centre on Queen Street, where around 100 employees [...]

  • H2O Asset Management to pay investors £215m to avoid ‘substantial’ FCA fine

    August 7, 2024

    H2O Asset Management will pay €250m (£215m) to clients who have been unable since 2020 to access investments then worth around €1.6bn (£1.4bn) to avoid a “substantial” fine from UK regulators. Following talks with the Financial Conduct Authority (FCA), the watchdog has agreed H2O will make the sum available to all those whose investments remain trapped. The French firm will apply to cancel its [...]

  • FCA listings shake-up is golden opportunity to revive UK’s REITs sector

    August 7, 2024

    Reinvigorating investment in real estate will ultimately accelerate growth, writes Antony Antoniou

  • The Notebook: Why the Consumer Duty is something to celebrate

    August 6, 2024

    Where the City’s movers and shakers have their say. Today, Debbie Kennedy, CEO at Lifesearch, takes the notebook pen to tell us why we should cheer the Consumer Duty Happy birthday to the Consumer Duty! Last week saw the one-year anniversary of Consumer Duty – a relative ‘unknown’ for the average person on the street, [...]

  • One year on, is the consumer duty helping or hindering the City?

    July 31, 2024

    Today, the consumer duty’s final deadline comes into force. The set of regulations implemented by the Financial Conduct Authority a year ago has finally been set in stone for so-called closed products, with all financial services companies now forced to "put their customers' needs first.

  • The Notebook: If Reeves wants the City onside, she must be clear on her vision

    July 31, 2024

    Where the City’s movers and shakers have their say. Today, it’s Lucy McNulty, editor of the Following the Rules podcast, with the pen, talking Treasury-City relations, buy now, pay later, and her pick of the podcasts The City needs a clear vision The decision by Chancellor Rachel Reeves to create a Treasury unit focused on [...]

  • FCA to strip back red tape after conceding consumer duty ‘overlap’

    July 29, 2024

    The Financial Conduct Authority (FCA) will strip back red tape from the City and “streamline” its regulatory rulebook after conceding that its stringent consumer duty rules were overlapping with swathes of existing regulation.

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