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  • City watchdog accused of ‘massive overreach’ in motor finance clampdown  

    Legal

    The Financial Conduct Authority (FCA) has been accused of a “massive overreach” following letters sent to law firms and claims management companies (CMCs) requesting batches of information under the new Digital Markets, Competition and Consumers law.  The FCA sent letters in August, seen by City AM, requesting information on the law firms’ motor finance services, [...]

    The FCA has been urged to show change in its motor finance redress scheme.
  • Legal sector feeling subdued as regulator loses its AML powers

    Legal

    The Treasury’s decision to transfer oversight of anti-money laundering and counter-terrorism financing supervision to the FCA has sparked concerns within the professional services sector. The Solicitors Regulation Authority (SRA) served as a Professional Body Supervisor (PBS) for AMLCT for law firms across England and Wales, while for the accountancy sector, the HMRC plays the supervision [...]

    The FCA gained its secondary growth objective in June last year. Photographer: Chris Ratcliffe/Bloomberg via Getty Images
  • FCA to take control of anti-money laundering supervision of professional service firms in major reform

    Prof Services

    The government’s reform of anti-money laundering and counter-terrorism financing supervision will significantly change and diminish the roles of the legal regulator and HMRC. Today, the Treasury revealed the outcome of its consultation on reforming anti-money laundering and counter-terrorism financing supervision, primarily for professional services, by creating a Single Professional Services Supervisor (SPSS), with the Financial [...]

    The FCA has launched a consultation to tackle non-financial misconduct.
  • Who’s really running a court case? The legal ruling that’s raising eyebrows

    October 9, 2025

    Each year, courts hand down hundreds of thousands of judgments. While many are significant only to the parties involved, occasionally a decision sends ripples much further afield. A prime example happened last October, when the Court of Appeal issued a straightforward ruling that upended the lending sector and created significant headaches for the Financial Conduct [...]

  • Regulators target motor finance CMCs amid redress costs concern

    October 6, 2025

    The Financial Conduct Authority is teaming up with a fleet of regulators to crackdown on misleading claims firms in the motor finance saga – even as the sector’s displeasure on the redress scheme rumbles on. The City watchdog will join the Solicitors Regulation Authority (SRA), Information Commissioner’s Office and the Advertising Standards Authority to tackle [...]

  • Law firm launches internal probe after Church of England victim data leak

    August 29, 2025

    City law firm Kennedys Law has launched an internal investigation after the personal details of Church of England abuse victims were leaked. The Church has been battling its failures as it was accused of covering up decades of child abuse committed by prolific child abuser John Smyth. The Makin Review, published last November, found Smyth [...]

  • Law firms slammed by regulator over risky client practices on high-volume claims

    August 22, 2025

    The legal regulator has criticised law firms that handle high-volume consumer claims for poor practices that could harm the public, warning that urgent improvements are needed.

  • Horizon fallout: How the SRA is turning up the heat on City firms

    August 19, 2025

    Following the Post Office Horizon scandal, the SRA is turning up the heat on in-house solicitors. Here's what it means for City firms.

  • Carter-Ruck’s libel lawyer referred to Disciplinary Tribunal

    August 7, 2025

    A partner at the City-based law firm Carter-Ruck, renowned for its libel work, was referred to a prosecution hearing by the legal regulator over an “improper” threat to sue

  • One bad apple: The rise of partner vetting at law firms

    August 7, 2025

    In a highly competitive market, law firms are ramping up their vetting process for new partners to avoid issues down the line

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